Search Result

181 - 200 of 1243 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation