Search Result

141 - 160 of 1156 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control