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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

…

MIPRU 4.2E Use of external credit assessments

As Published: 2015

MIPRU 4.2E Use of external credit assessments

…

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

…

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

…

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

…

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

…

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

…

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

…

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

…

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

…

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

…

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

…

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

…

BIPRU 5.8 Maturity mismatches

As Published: 2007

BIPRU 5.8 Maturity mismatches

…

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

…

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

…

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

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