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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping