Search Result

121 - 140 of 705 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

REC 1.1 Application

As Published: 2005

REC 1.1 Application

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision