Search Result

101 - 120 of 1268 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

REC 1.1 Application

As Published: 2005

REC 1.1 Application

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control