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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

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TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

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REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

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COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

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PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

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BIPRU 9.6 Implicit support

CASS 11.4 Definition of client money and the discharge of fiduciary duty

FEES 9.2 PSR fees

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

DTR 6.2 Filing information and use of language

REC 3.4 Key individuals and internal organisation

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PR 4.1 Use of languages

PR 1.2 Requirement for a prospectus and exemptions

REC 3.6 Constitution and governance

PERG 12.4 Application of EU Directives

MCOB 4.4A Initial disclosure requirements

REC 4.2F Information gathering power on FCA’s own initiative

MIPRU 4.3 Calculation of annual income

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading