Search Result

421 - 440 of 1209 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles