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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

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CONC 4.4 Pre-contractual requirements: credit brokers

As Published: 2014

CONC 4.4 Pre-contractual requirements: credit brokers

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CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

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CONC 7.19 Notice of default sums under P2P agreements

As Published: 2014

CONC 7.19 Notice of default sums under P2P agreements

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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CONC 4.5 Commissions

As Published: 2014

CONC 4.5 Commissions

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

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SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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MCOB 7.3 General

As Published: 2004

MCOB 7.3 General

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PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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