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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

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PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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