Search Result

181 - 200 of 1095 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2