Search Result

1361 - 1380 of 1418 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

IFPRU 9.1 Application and Purpose

As Published: 2014

IFPRU 9.1 Application and Purpose

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

LR 14.1 Application

As Published: 2005

LR 14.1 Application

LR 17.1 Application

As Published: 2005

LR 17.1 Application

PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

MCOB 11.4 Application

As Published: 2012

MCOB 11.4 Application

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

CONC 7.10 Treatment of customers with mental capacity limitations

As Published: 2014

CONC 7.10 Treatment of customers with mental capacity limitations

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus