Search Result

741 - 760 of 1209 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

As Published: 2010

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?