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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

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LR 20.1 Application

As Published: 2010

LR 20.1 Application

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DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

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COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

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LR App 2.1

As Published: 2005

LR App 2.1

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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