Search Result

661 - 680 of 1143 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

…

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

…

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

…

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

…

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

…

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

…

REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

…

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

…

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

…

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

…

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

…

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

…

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

…

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

…

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

…

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

…

IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

…

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

…