Search Result

601 - 620 of 1291 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.2 General

As Published: 2011

PERG 15.2 General

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms