Search Result

501 - 520 of 1105 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints