Search Result

481 - 500 of 1251 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

CONC 4.4 Pre-contractual requirements: credit brokers

As Published: 2014

CONC 4.4 Pre-contractual requirements: credit brokers

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion