Search Result

481 - 500 of 552 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

CONC 7.14 Settlements, disputed and deadlocked debt

As Published: 2014

CONC 7.14 Settlements, disputed and deadlocked debt

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

CONC 4.6 Pre-contract disclosure: continuous payment authorities

As Published: 2014

CONC 4.6 Pre-contract disclosure: continuous payment authorities

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction