Search Result

461 - 480 of 1125 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

IFPRU 9.1 Application and Purpose

As Published: 2014

IFPRU 9.1 Application and Purpose

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2014 to 31 March 2015

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2014 to 31 March 2015

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application