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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

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REC 3.24 Transfers of ownership

PR 2.1 General contents of prospectus

PR 4.2 Third country issuers

PERG 8.9 Circumstances where the restriction in section 21 does not apply

COLL 1.2 Types of authorised fund

CREDS 2.1 Application and purpose

REC 4.3 Risk assessments for UK recognised bodies

COLL 4.3 Approvals and notifications

PERG 7.6 Applications for a certificate

REC 3.7 Auditors

SYSC 3.1 Systems and Controls

SUP 15A.1 Application and notifications under EMIR

COLL 9.1 Application and general information

SUP App 2.7 Capital resources below the level of individual capital guidance

COLL 7.6 Schemes of arrangement

REC 2.14 Rules and consultation

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

MAR 4.4 Exceptions

SUP 1A.4 Tools of supervision

DTR 6.4 Choice of Home State and notifications by third country issuers