Search Result

401 - 420 of 1158 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules