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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

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CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

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PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

PERG 8.5 In the course of business

COBS 4.9 Financial promotions with an overseas element

SUP 6.4 Applications for cancellation of permission

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CASS 1A.3 Responsibility for CASS operational oversight

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DTR 1C.1 Application and purpose (Primary information providers)

DTR 8.1 Application

DTR 8.3 Criteria for approval as a primary information provider

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

CASS 11.12 CASS 11 resolution pack