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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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COLL 12.3 EEA UCITS management companies

SUP 13.4 Providing cross border services into another EEA State

BIPRU 13.4 CCR mark to market method

SUP 16.16 Prudent valuation reporting

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PERG 8.37 AIFMD Marketing

CONC 10.3 Calculation of prudential resources

IFPRU 4.1 Application and purpose

PERG 16.2 What types of funds and businesses are caught?

IFPRU 10.4 Capital conservation measures

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

COBS 20.2 Treating with-profits policyholders fairly

BIPRU 13.7 Contractual netting

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading