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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

COND 1.1A Application

As Published: 2013

COND 1.1A Application

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?