Search Result

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

…

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

…

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 12.4 Purchase of own equity shares

FEES 3.2 Obligation to pay fees

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 13.3 Establishing a branch in another EEA State

SUP 14.3 Changes to cross border services

REC 3.26 Proposals to make regulatory provision

COLL 11.6 Winding up, merger and division of master UCITS

DISP App 1.2 The standard approach to redress

DEPP 2.2 Warning notices and first supervisory notices

DEPP 6.7 Discount for early settlement

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

FEES 6.5 Compensation costs

DTR 1A.2 Modifying rules and consulting the FCA

PR 3.4 Supplementary prospectus

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SYSC 20.2 Reverse stress testing requirements

REC 4.2B Exercise of passport rights by a UK RIE

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

LR 4.3 Approval and publication of listing particulars