Search Result

121 - 140 of 1326 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

…

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

…

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

…

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

…

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

…

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

…

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

…

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

…

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

…

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

…

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

…

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

…

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

…

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

…

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

…

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

…