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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

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MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

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COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

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COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

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PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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PERG 17.3 What the advice must be about

As Published: 2014

PERG 17.3 What the advice must be about

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