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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

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PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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CONC 4.5 Commissions

As Published: 2014

CONC 4.5 Commissions

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SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

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PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

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SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

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PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

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