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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

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COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

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CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

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CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

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BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

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SUP 10A.5 Significant-influence functions

As Published: 2013

SUP 10A.5 Significant-influence functions

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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