Search Result

661 - 680 of 1209 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

As Published: 2007

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

CASS 10.2 Core content requirements

As Published: 2012

CASS 10.2 Core content requirements