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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

CONC 7.13 Data accuracy and outsourced activities

As Published: 2014

CONC 7.13 Data accuracy and outsourced activities

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

CONC 5.2 Creditworthiness assessment: before agreement

As Published: 2014

CONC 5.2 Creditworthiness assessment: before agreement

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria