Search Result

601 - 620 of 1247 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application