Search Result

501 - 520 of 1177 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference