Search Result

481 - 500 of 1172 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

MCOB 10.2 Purpose

As Published: 2012

MCOB 10.2 Purpose

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

PR App 3.1

As Published: 2005

PR App 3.1