Search Result

481 - 500 of 1104 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

MCOB 6.2 Purpose

As Published: 2006

MCOB 6.2 Purpose

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

MCOB 13.7 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 13.7 Business loans and loans to high net worth mortgage customers: tailored provisions

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

DISP App 3.3 The approach to considering evidence

As Published: 2010

DISP App 3.3 The approach to considering evidence

CONC 3.8 Financial promotions and communications: lenders

As Published: 2014

CONC 3.8 Financial promotions and communications: lenders

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

CONC 3.10 Financial promotions not in writing

As Published: 2014

CONC 3.10 Financial promotions not in writing

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach