Search Result

441 - 460 of 1270 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction