Search Result

441 - 460 of 1203 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons