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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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COND 1.3 General

As Published: 2013

COND 1.3 General

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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PR App 1.1

As Published: 2005

PR App 1.1

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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