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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

IFPRU 11.5 Intra-group financial support

As Published: 2015

IFPRU 11.5 Intra-group financial support

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions