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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 16.19 Immigration Act compliance reporting

As Published: 2014

SUP 16.19 Immigration Act compliance reporting

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement