Search Result

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

…

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 6.5A The five steps for penalties imposed on firms

PERG 2.5 Investments and activities: general

BIPRU 7.6 Option PRR

SYSC 4.4 Apportionment of responsibilities

ICOBS 6.4 Pre- and post-contract information: protection policies

REC 3.15 Suspension of services and inability to operate facilities

PERG 8.32 Arranging deals in investments

REC 3.26 Proposals to make regulatory provision

PERG 8.37 AIFMD Marketing

MCOB 9.3 Pre-application disclosure

CASS 10.1 Application, purpose and general provisions

DTR 6.3 Dissemination of information

MCOB 8.3 Application of rules in MCOB 4

SUP 10A.9 Significant management functions

BIPRU 2.2 Internal capital adequacy standards

COBS 4.6 Past, simulated past and future performance

DISP App 1.5 Additional considerations

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)