Search Result

261 - 280 of 1122 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose