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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

As Published: 2014

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements