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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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