Search Result

241 - 260 of 1115 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications