Search Result

221 - 240 of 1335 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose