Search Result

221 - 240 of 1198 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

REC 1.1 Application

As Published: 2005

REC 1.1 Application

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions