Search Result

221 - 240 of 667 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 11.2 Right of withdrawal: P2P agreements

As Published: 2014

CONC 11.2 Right of withdrawal: P2P agreements

MCOB 11.4 Application

As Published: 2012

MCOB 11.4 Application

PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

CONC 6.5 Assignment of rights

As Published: 2014

CONC 6.5 Assignment of rights

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

DISP App 3.10 Application: evidential provisions

As Published: 2010

DISP App 3.10 Application: evidential provisions

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

MCOB 9.2 Purpose

As Published: 2006

MCOB 9.2 Purpose

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

CONC 2.2 General principles for credit-related regulated activities

As Published: 2014

CONC 2.2 General principles for credit-related regulated activities

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application