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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

LR 20.1 Application

As Published: 2010

LR 20.1 Application

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

CONC 5.5 Creditworthiness assessment: P2P agreements

As Published: 2014

CONC 5.5 Creditworthiness assessment: P2P agreements

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions